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Gender in the Merovingian World

Showing posts with label Merovingian Gaul. Show all posts
Showing posts with label Merovingian Gaul. Show all posts

Wednesday, 6 June 2018

The poetics of politics: Transformations of public space in western Europe around 600

(This is a paper I gave at Durham a few weeks ago.  I had been trying to get back up to date on the archaeology of French towns, partly for the 'never-ending Year 600' project and partly because I perhaps needed to cover a chapter on towns for a forthcoming collective volume.  As it happened that chapter got delivered, and was better than I could have done anyway, so I wasn't called upon in the end, but it was still useful for me to do the work.  I have also been interested for some time in how the focus of politics changes between the sixth and seventh century, with the civitas capital losing its former centrality: a point that - I noticed recently - Simon Loseby had noted as long ago as 1997 (and quite probably other people had too).  All this gave me the excuse to try finally to put something together on the subject.  In the end, for various reasons, it ended up being a bit of a rush job and I think the paper is a bit of a dog's dinner in many ways.  Stitching the elements (about cities and about the social use of space and the scripting of politics) together meant that some ideas got lost in the process (especially about interpellation, in the Althusserian sense).  The last section is too brief and rushed, so a lot of stuff that interests me got lost anyway.  Anyway, here it is.  I present it as a crude, rough first sketch but I think there are ideas here that might be worth developing.)

  In my first book I said that trying to reconstruct urban life from the works of Gregory of Tours was like trying to reconstruct Tudor London from the props box of the Globe Theatre.In this paper I am coming back, after a long interval, to the Merovingian city and pursuing a different, and possibly no less tortured, dramatic metaphor.
What became of classical politics, in the very literal sense of the affairs of the polis, the city? The city, after all, remained the focus of politics throughout the Roman period.  While the municipal sphere had changed dramatically by the fourth century, it can’t be denied that the very form of the town continued to reify that of the Roman political system.  The late imperial period in the West sees, wherever one looks, urban contraction and abandonment to some extent but even in the far north-western imperial provinces the smallest and – by any classical standards – least impressive towns manifest their centrality to the Empire’s political system. 
An extreme case might be Bavay just on the French side of the modern Franco-Belgian border.  At some point around 300 (probably) the town was walled, but those walls, for whatever reason, enclosed no more than the forum of the early Roman town.  By 400 Bavay had lost its status as civitas­-capital of the Nervi to the then-scarcely-more-imposing town of Cambrai, but even so, even in its reduced size, it manifested the urban nature of the politics of the Dominate: a fortified administrative redoubt within which imperial revenues were collected, converted from kind to specie or vice versa; the seat of whatever officials resided there; the focus of the political activities of the Nervian aristocracy. Those aristocrats may have been as relatively unimpressive as their city: former (or current) imperial officials occupying or living off fiscal estates on short-term leases with a smattering of not very wealthy local landowners, mostly living in wooden, thatched- or shingle-rooved farmhouses, rather than the palatial-villa-dwelling Mediterranean grandees who might more readily come to mind when considering the late imperial aristocracy.  The general point, however, remains, mutatis mutandis, whichever town we might be talking about.  Politics, or the political, focused upon imperial service and imperial service remained centred on the town.  It was true in the sticks, at Bavay, and it was true at the heart of politics.  When it mattered Emperors were to be found in towns.  Indeed, even their villas could resemble bigger and more impressive ‘towns’ than poor little Bavay. Diocletian’s palace at Split is the obvious illustration.
Late imperial towns – even in contracting from their Flavian or Aelian heyday – were possibly more political than their predecessors.  The urban readjustments of the late Roman period appear to reflect the cities’ relative economic decline, as centres of markets and production.  Lesser settlements appear by then frequently to have rivalled them in those terms, which might explain some of the perceptible readjustments to the city network: the promotion of settlements like Verdun or Châlons-en-Champagne to the status of civitas-capital with territories hived off from the civitates of Metz and Reims respectively; the transfers of capital like that mentioned from Bavay to Cambrai or (in the civitas menapiorum) from Cassel to Tournai.  In the south, and at a slightly later date, Sidonius might have waxed lyrical about his villa and those of his friends, and sometimes decried the state of some local cities, but the latter were still, clearly, where politics happened.
That continued to be the case well into the next century.  Simon Loseby has set out, in a series of remarkable articles, the continued centrality of the civitas-capital to sixth-century Merovingian politics. Much the same lesson can be drawn from Michael Kulikowski’s studies of the city in late Roman and early Visigothic Spain and the picture is possibly truest of all in Italy, at least in the northern half to two thirds of the peninsula.  The city remained the focus of politics throughout the Lombard period.  And yet, as Loseby noted twenty years ago, something changed between the sixth and the seventh centuries.  The city lost its place as the focus of politics.
Or at least it did in Gaul.  I am going to talk about a peculiarly Gallic problem.  Or what seems to be.  I need to do more work on Spain to examine the extent to which a similar pattern can be traced there; as just noted, something very different appears to be the case in Italy.  Whether an analogous transformation occurred in Britain, or at least the extent to which similar factors could be adduced in forming a hypothetical account, remains to be considered.  The problem, as always, is that we lack the kinds of evidence that would give us a better idea about the earlier periods.  Whatever the case in Spain, Britain or Italy – even if they all turned out to be variations on the same theme – there are, I contend, some specifically Gallo-Frankish features to this process.
The late Roman Gallic town differed from its early Roman precursor in various ways, none of which was unique to Gaul.  They were walled from the late third century, in a probably rather longer process than used to be thought.  There was a huge reduction in private or municipal spending on public monuments, which probably best explains the usually short length of the walled circuits and the common incorporation of existing large monuments within the defences.  They contracted, to varying extents.  The walls certainly do not give a clear guide to the size and extent of the inhabited area, as was once believed, but rare indeed are towns where hitherto-inhabited, now extra-mural, quarters flourished as before.  Public buildings were frequently given over to new uses, often involving manufacture.  None of these features is unusual or specific to Gaul.  All can be observed in Rome itself. 
The other key development, obviously, was the appearance of Christian monuments.  By 400 all the civitas-capitals that had retained their status presumably had a cathedral, even if we know little about it.  As far as we know, such structures tended to be within the walled area; I am not sure that there are any indisputably extra-mural cathedrals in Gaul.  The Christian cult centre was thus incorporated in the same, small urban space as the foci for secular politics.  The phenomenon regularly visible in Italian towns, of a spatial reorientation from a previous civic centre around the forum to a plaza in front of the cathedral cannot therefore be seen very clearly in Gaul. 
Quite how secular politics functioned in spatial terms is not always clear.  As throughout the Empire, fora were often turned over to new purposes in whole or part, or encroached upon by new buildings, and many lay outside the new walled areas. Others, like those at Bavay and Paris, were fortified.  Some sides of Amiens’ forum were incorporated into the city’s defences.  This presumably did not diminish their importance but it must have changed the way in which the space was used.  It is possible that where amphitheatres were incorporated in walled circuits, as at Tours, Périgueux, Amiens, Metz and elsewhere, their arenas were used for public assembly.  The plausibility of this suggestion is perhaps strengthened by the importance of circuses and similar buildings in late imperial palace complexes, most famously at Constantinople.  Where such arenas were now extramural, they might still have functioned in the same way, as might derelict fora now left outside the enceinte.  It may seem logical to suppose that the spatial requirements for urban political gatherings were, in any case, less than before but I would not want to stress that possibility.  One of the key features of the Gallic city is the symbiotic relationship it had with the rural components of the civitas.  Villa-dwelling aristocrats were expected to come to town to participate in public life, however distasteful they claimed the latter was.  The other major possibility, of course, is the use for such gatherings of the interior of larger buildings, such as basilicae (where these had not been partitioned and given over to metalworking or similar, or – and this is will be important – the cathedrals.
The sixth-century Merovingian town continues most of these features. Secular occupation is increasingly difficult to find archaeologically, a feature that must partly be explained by its actual absence as well as, in part, by its ephemeral nature.  There is clear evidence of the further contraction and decay of the old Roman urban centres.  One or two towns in the far north might – like their British contemporaries – have died out entirely, at least as settlements that can meaningfully be described as urban.  Metz and even Trier have proven remarkably barren in terms of early Merovingian evidence, a fact of considerable interest given their secular political importance in the first and second halves of the sixth century respectively. Town walls were evidently not always maintained in a very good state. 
The other well-known component of sixth-century Gaulish urban development was the development of the Christian town.  If the cathedral seems to have been intra-mural, the overwhelming majority of urban churches were not. As foci for burial, they tended to be located in the earlier Roman cemeteries, outside the inhabited area.  Because of the contraction of the latter, these cemeteries could now be somewhat removed from the walled urban core.  To proceed from Tours cathedral, inside the walls, to Bishop Perpetuus’ new, mid-fifth-century church of St Martin, on the fringes of the early Roman town rather than in the cemeteries, is a ten to fifteen-minute walk, across a landscape that, in the sixth century, was a mix of vineyards, derelict areas, workshops and occasional dwellings. Around St Martin’s, though, was something like a new city.  Other churches and monasteries sprang up around that holding the famous bishop’s tomb.  As well as the clerics who tended these churches, the monks and nuns who lived there, there were the staff of these establishments and the people drawn in from the countryside for cures or to receive alms.  Vignettes in Gregory of Tours’ works suggest entertainers and merchants as well.  Thus while on the one hand we can see the continued stagnation of the traditional core of almost every Gallic city, on the other we can trace a sometimes vibrant peripheral community.  Sometimes, as at Tours and elsewhere (Limoges perhaps) a ‘bifocal’ town appeared, with an unwalled Christian town, sometimes called a vicus christianorum as well as the walled redoubt of the old Roman city.  Some towns (Trier; Lyon) were multi-focal.  In others, such as Metz, we might be able to detect a drift of settlement to certain extra-mural areas (in that case around the Great Amphitheatre).
The sixth-century Gallic city was primarily a Christian city, where it could be called a city at all, in anything other than the technical sense.  Through the fifth and sixth centuries, new churches were founded around the edges of the town, and new cults discovered.  The bishops played an increasingly important role in the towns.  Most jealously guarded two key privileges: baptism and preaching (Caesarius of Arles was very much an exception), meaning that Christians had to go to town for their principal spiritual needs.  The great cults were urban; most monasticism was city-focused.  Bishops organised great processions around the various churches of the city: the rogations first instituted at Vienne, the processions from the cathedral to St Martin’s at Tours, the great (three-day) excursion from Clermont to St Julian’s at Brioude, the procession mentioned by Gregory from the walled city to the church of St Remigius outside Metz, that across the Rhône bridge from Arles to Trinquetaille and the shrine of the martyr Genesius, and so on.  These were important social gatherings of the civitas’ inhabitants.  Bishops took over many other urban functions: feeding the poor, maintaining aqueducts and so on. 
All this is pretty well known.  Equally appreciated is the continuing centrality of the civitas in secular politics.  The city-districts were the building blocks of the sixth-century Merovingian kingdoms, forming the basis for tax collection and the levying of armed forces.  Each city – it seems – had its own count responsible for the administration of justice, the imposition of the royal dues and probably leading the civitas’ military contingent.  Some other urban institutions continued, even if we know little of them: the municipal archives, various officers such as the defensor civitatis.  Political competition between civitates was well-attested: sometimes armed conflict; rivalry over saints’ cults; even competing ways of counting the years.
After this descriptive preamble, we come to the focus of my paper: the construction of space and of the political.  Space is not neutral; it is, as Lefebvre said, constructed.  This is not merely a question of the enclosure or partition of spaces, even if these can play a very large part.  They act as cues to behaviour, to the bodily inhabiting of the space, in Bourdieu’s terms to the repeated bodily dispositions – the habitus – that construct categories.  A slightly, glib, simplistic and extreme example might be the physically often barely-delineated difference between road and pavement.  Even that, to continue being flippant, is somewhat more than merely an issue of not getting squashed, as anyone will know who appreciated the recent Daily Mash quiz that began by asking ‘Can you perform the relatively simple tasking of walking down a street without making other pedestrians want to punch you?’  Architecture provides cues; the entrance to a church, to take an obvious example, marks a point at which comportment, at which your bodily occupation of space is expected to change.  There are what Gernot Böhme calls ‘atmospheric architectures’, designed to enhance the nature and use of space.
Clearly, one does not need to go far to see antique and late antique illustrations of these points.  In earlier, classic Roman urban forms, crossing the pomerium provided a cue for different social expectations; the architecture of the forum marked a traveller’s arrival at the political, social and economic heart of the city.  Annabel Wharton’s studies of late classical towns documents shifts in the importance attached to open or ‘optic’ vistas of the urban space, to what she calls a more haptic space, more enclosed, experienced more through the act of passing through it.  The latter is especially true of churches but we can see other examples of the trend as perhaps at the palace of Galerius in Thessalonica.  Analysis of the church of St Martin’s and the various verses placed on its walls is a better illustration still of the ways in which various architectural components combined to influence a visitor’s comportment as he or she approached the tomb of the saint.  As Raymond Van Dam has argued, the architecture worked to impose a sense of awe that inhibited a pilgrim in venturing too close to the shrine unless she was convinced of her worthiness to do so: a key element in Van Dam’s ‘socio-somatic’ interpretation of healing miracles.  The same would obviously be true of the imperial palace and especially the great audience chambers, where the attendees were arranged by very tightly policed rules of status and precedence, and where comportment was of notable importance.  Even the emperor’s bodily comportment was a matter of significance and expectations could change from one setting to another.  In the Merovingian countryside, entrance into the cemetery, still largely removed from the space of the living, provided further cues, essential for the functioning of ritual.
Transposed into the realm of identity, such cues emphasis the question ‘what do they want of me?’ ‘How am I meant to behave?’  The use of space is vitally important in social interaction, as a means of attempting to freeze interactions between different social categories in particular modes.  Take, for example, a large Roman villa.  A visitor enters the complex, perhaps through a gate, after approaching via routes that present the building in a particular way.  Possibly after crossing the more functional ‘rustic’ part of the villa and perhaps going through a second gate, the visitor might cross a more enclosed courtyard, again with the main house as the focus of the gaze.  On entering the main building, the visitor enters a reception chamber, decorated with mosaics and wall-paintings depicting the ideals of rural aristocratic land-owning life.  If a client, or even if a guest of equal or superior standing, the setting emphasizes the expected, formal behaviour of host and visitor: the Latin word for host and guest is the same: hospes.  Both are bound – held hostage by – the rules of hospitality.
This is where the poetics of my pretentiously mock-Aristotelian title come in: the shaping – poesis – of reality, its staging, its scripting.  This helps freeze the interaction between categories of people within a certain, formal range, where people know the correct ways to behave and where transgression can be clearly recognised.  We are all aware of the awkwardness of meeting someone only known from a particular setting in a completely different context.
It is important to consider how the state operates spatially.  The whole space of the Roman Empire was subject to the operation of imperial law.  The Antonine Constitution, making all free inhabitants citizens, considerably simplified the hitherto complex overlapping and interlocking of different legal statuses, especially in relation to towns.  Location within the nested jurisdictions of the Late Empire made certain space into place.  The seat of a provincial governor, acting in his public capacity, within a public audience hall, bestowed a certain legality on his actions, within tight rules.  The occupant of such a spot acted to some extent in the place of the Emperor, as his vice-gerens, as made clear by various cues in the building itself.  Legitimation was brought, limits to it assigned (and acceptable behaviour constrained), by the office, not by the dignity of the individual who held it, although the imperial state recognised the problems that might go with that by assigning particular status to the holders of specific offices.  An official’s jurisdiction operated broadly uniformly within a defined territory.
How might these ideas have played out in a sixth-century urban context?  A key shift concerns the nature of the state and public space.  The Roman Empire, throughout its existence, was fairly clear about the nature of public space: space in other words where politics was enacted.  Book 15 of the Theodosian Code prescribes how such spaces were – ideally – to be maintained.  Quite how such theory related to practice in the contracted and remodelled cities of Gaul is, however, an intriguing problem.  Theodosian Code 15.1 contains over 50 rescripts concerning the maintenance of public buildings, frequently forbidding any privatisation of such space and decreeing that any private structures that encroached onto such spaces or sites be torn down.  And yet, in an interesting insight into of the efficacy of imperial law, two constants of late antique urban development are the dereliction of public buildings and the encroachment of buildings into public space.
There must have been considerable fluidity. What marked urban space in the last centuries of the western Empire: the old pomerium, or the new walls?  A possibly ruined or derelict arch or the new gateway?  Burials began to intrude into formerly inhabited zones, but rarely – except in Paris – in a dramatic way in Gaul, which suggests some confusion among contemporaries too.  We might recall the problem mentioned earlier, of where the public spaces were in the new towns.  Many must have been considerably smaller than in the early Roman period.  The ‘placette’ that, it has been suggested, might have been late Roman Tours’ replacement for the now extramural forum is smaller than the cathedral. 
I referred earlier to the absence of traces of high-status Merovingian occupation in towns, whether of kings or their aristocrats and officials.  This is a conundrum as we know these buildings existed.  Earlier Merovingian palace complexes evidently maintained the same key elements of late antique palaces: an audience chamber, a more general assembly area and a cathedral.  These elements can be seen clearly at Trier but also at Metz, where the Austrasian kings transferred their seat after the mid-sixth century.  It is possible that something similar existed at Soissons.  Frankish kings were still sometimes interested in providing spectacles for their subjects.  Gregory says that Chilperic wanted to provide circuses for the people at Paris and Soissons, though quite what was meant by that (aedificere) is anyone’s guess.  When Childebert II had an otherwise unknown aristocrat called Magnovald murdered at his court in Metz it was while he was watching bear-baiting, presumably in the small amphitheatre. 
One possible reason for the lack of archaeological evidence is that such buildings remained public and in continuous use, eradicating traces of occupation.  Another is that, simply enough, the Frankish rulers or their representatives did not invest significant resources in modifying or adding to them, but just maintained them.  As Simon Loseby once said in a sadly unpublished comment on Merovingian economic policy, the twin pillars of their attitude were ‘if it ain’t broke, don’t fix it’ and ‘if it is broke, forget about it’.  In this, their attitude seems typical of the earlier Merovingian elite, which seems to have spent very little on high-status buildings.  In the past I have argued that this was because of a lack of secure control over surplus and, while I think that that is correct of most of the sixth-century northern Gallic aristocracy, clearly it does not apply to the kings or, probably, to their most powerful service aristocrats.  In that case I think it probably illustrates a particular sixth-century Merovingian attitude towards wealth and its display. 
Of course, the one type of public building that the sixth-century Gallic elite certainly spent money on was churches.  The royal capital at Metz certainly had twenty-three, and possibly as many as thirty-three, churches by 700; it might have had eighteen a century earlier.  By the mid-eighth there were certainly forty-three churches in existence there.  If Metz’s status as a principal urban residence of the Merovingian kings made it exceptional, it was not by very much.  Le Mans had over twenty churches by the time that its bishop Bertram drew up his will in the early seventh century.  All this must have a significant bearing on the nature of public space and its relationship with political power.
Wealth was, however, above all worn in the sixth-century West.  Costume appears to have been even more important than it usually is in marking identity.  Analysis of northern Gaulish and other burial patterns appear to show that costume was one means by which social categories were created.  The wearing of particular forms and arrangements of jewellery marked out different stages of the female life-cycle.  The carrying of weaponry played a similar role among males, where (as with female costume) it might also have had an ethnic significance (provided that we’re clear about what we mean by ‘ethnic’ in this context).  Furthermore, it seems that all social classes followed these guidelines, differing only in the lavishness of their display.  Costume and other bodily markers apparently created the behavioural cues in social interaction. 
As I have argued before, the jewellery worn by younger and married women tended to highlight the parts of the body that were, in Frankish law, not to be touched without incurring penalty.  The cues on how to behave were now worn: costume created social space.  That is, I suggest, related to the general absence of the old, clearer, architectural markers of space.  In those terms, political space was much more fluid than before; it overflowed what had been its normal boundaries as the latter broke down.  This was doubtless particularly important in the processions that were mentioned above, which flowed from the city, through formerly urban space into what had been the city of the dead: now a place where, in Peter Brown’s classic analyses, heaven touched earth and where time stood still.  The limited evidence we have suggests that on these and similar occasions the population could be divided into various sub-groups, on ethnic or other lines.  Such arrangements doubtless underscored expectations about how the different social categories were expected to interrelate with each other.
It may be that assemblies in towns were still on occasion the site of traditional classical urban political displays.  On occasion at least, wills were still read out in the public spaces of the city.  Chilperic for example says that he will – in best Roman tradition – give the citizens of Tours a slogan to chant at Gregory. 
The Magnovald incident raises the point that, whatever behavioural cues there might have been in the imperial palace, they appear to have been significantly altered in sixth-century Gaul, to judge from Gregory’s accounts of things that happened in the various chambers of the court, including murders, tantrums and slanging matches.
A number of cautionary points must be made here. I am not assuming that the socio-political boundary markers, architectural or bodily, are automatically effective; that they cannot permanently freeze a set of attitudes – the habitus – in a given mode is elementary: Bourdieu 101.  They are in a constant state of renegotiation.  Further, one might wonder whether the infractions – the, by Roman norms, bizarre behaviour – are recorded by Gregory because of their significance or unusualness.  That must in part be the case, but there do seem to be an awful lot of them, when you remember that the bulk, the last six books, of Gregory’s Histories covers only 16 years.  Part of the problem must be related to the fact of living – from the middle of the sixth century – in a post-Roman world, where the political itself, the forms of rulership and authority of all sorts, was in the process of reinvention.
When gatherings did not take place outside, it might be that another element of post-Roman confusion entered the equation.  As is well-known, much late antique ecclesiastical architecture followed the example of imperial secular building, notably the great audience chambers.  Obviously, the classic basilical church plan was based upon the great assembly halls – basilicas – of the civic forum and the imperial palace.  Most discussion of which I am aware points out how the altar in the raised apsidal end occupies the space of the imperial throne, or the portrait or statue of the emperor, in straightforward and unproblematic manner.  What I am not aware of is any discussion of the element of semiotic confusion that could be introduced at a time when both secular and ecclesiastical authorities were using the same spatial arrangements in buildings of essentially identical layout, at the same time.  One need not think that late antique people had no idea what to do when going into an imperial or royal audience hall on the one hand, or a church on the other, to wonder whether the varying hierarchies set out in identical spaces did not produce changes in the political script for which the architecture provided cues.  Sometimes the king or emperor – or his image and his representative – occupied the focal space and ecclesiastical as well as secular aristocrats were expected to approach only with deference; sometimes the altar, the image of Christ, and his representative took that position and even emperors and kings were supposed to approach with humility. 
Caesarius’ sermons to the people suggest that the inhabitants of Arles did not always read the spatial behavioural cues of church architecture as assiduously as their bishop thought they ought to: lying down, plaiting their daughters’ hair, fixing their jewellery, chattering away, making a break for the doors when Caesarius got up to give his sermon (only to find that Caesarius, in a shocking infraction of basic health and safety guidelines, had had them locked from the outside).  Was this typical?  Did Caesarius simply lift it from Augustine?  Was it a general problem or only at various points of the liturgy?  Gallican liturgy included a point where the deacon asked the people to be quiet, just before the sermon.  Did such behavior spread from the cathedral to the royal court?  What happened when the person occupying the place of the emperor in a secular court could no longer make a legitimate claim to be the emperor’s representative, or to have imperial legitimation for his position?  Was it worse when they occupied actual former imperial space like the aula palatina at Trier?
Sometimes the confusion was only emphasized by the principal actors.  In Book 7 chapter 7 of Gregory’s Histories, King Guntramn addresses the people of Paris in church.  Gregory says he did this ‘after the deacon had asked the people to be quiet’, and thus at the very point when the bishop was meant to speak.  It wasn’t the only time that Guntramn was described by Gregory as acting ‘like one of the bishops of the Lord’.  Quite what Gregory thought of this is difficult to unravel; he does not seem to me to have thought that it was a straightforwardly Good Thing.  It might be though that there was a lot of that in the air in the late sixth century, quite possibly as a result of the renegotiating of the bases of monarchical power after Justinian launched his wars of ‘reconquest’.  When Guntramn presided over a meeting of his bishops at Chalon-sur-Saône, the preamble he issued makes clear – a decade or so before Gregory the Great wrote the Pastoral Care – that he viewed kingship as a ministry.
It is perhaps not surprising, then, that the Cathedral could be the location for dramatic confrontation.  Gregory’s account of the career of Nicetius of Trier highlights several occasions when the prelate came into conflict with the kings of Austrasia, haranguing them from the pulpit.  Gregory has Chilperic I lament “Behold how poor our fisc is! Behold how our wealth has been transferred to the churches! Really, no one rules other than the bishops. Our honour will perish; it has been transferred to the bishops of the cities.”  Whether or not Chilperic really did ‘often’ say this – or even think it – is impossible to know, but it wasn’t a bad diagnosis of the way things were going. 
Paul Fouracre has pointed out that the killing of bishops was much more common in Merovingian Gaul than anywhere else in the post-imperial West, a phenomenon for which he did not have a ready explanation.  The domination of cities by bishops might nevertheless be an important factor.  The domination of the Church by the senatorial aristocracy from the fifth century onwards is also a peculiarly Gallic phenomenon, that illustrates the importance of the bishop in local and regional politics.  In northern Gaul at least, the bishop was also generally the winner in power-struggles with the local comes civitatis. 
As if this weren’t enough, and possibly also explaining the greater tendency to kill bishops in the regnum Francorum, the Gallic episcopate appears to have taken up with more relish than most the tradition of speaking truth to their secular overlords.  Nicetius of Trier is a particular example, drawing on strong local, Treverian traditions going back to the fourth century, but he was far from alone.  Gregory of Tours himself thought that the duty of bishops to speak out against the actions of kings and keep them on the straight and narrow was especially important.  There are plenty of other examples: Germanus of Paris; Salvius of Albi.  In the early sixth century the entire Burgundian episcopacy went on strike to protest one of King Sigismund’s actions.  It may be significant in these regards that the Anglo-Saxon bishop with the most awkward reputation, Wilfred of Ripon was educated, and chose to be consecrated, in Gaul, and that the only time (surprisingly enough) anyone actually tried to kill him was also in Gaul (though they got the wrong man).
For all of the reasons that I have just set out, I have suggested that the Merovingian kings of Austrasia abandoned their attempts to take over the former imperial capital at Trier and moved to Metz.  Metz had the correct architectural furnishings for a palace complex, but it was not overburdened either by a ghostly imperial presence or by an awkward episcopal tradition.  Unsurprisingly, the kings appear to have kept a tight rein on appointments to the see of Metz throughout the period.  The bishops we know about, even Saint Arnulf, were all former palatine officials whom the kings felt they could trust.  On occasion they might even have been their relatives.
Nonetheless there remained some crucial features.  The count governed the territory of the civitas and exacted taxation and other dues from it, moderated by some exemptions concerning certain duties, and administered the law throughout it, either personally or via his officers, such as the centenarii or hundredsmen.  The title remained an office, appointed by the king, which could be withdrawn: it was neither a job for life nor a hereditary title.  Thus, wherever the count was, in a sense, the authority of the king – the presence of the state – was too.  The count’s court and the hundred mallus might move around but they retained their place, within the nested jurisdictions of the sixth-century state.  This surely remained important even in the fluid and somewhat ambiguous political space of the day. 
Taken together, these factors go a long way towards explaining why the city had lost its place at the centre of Gallic politics from the second decade of the seventh century.  This is an especially peculiar phenomenon given that it was at this time that a more general urban recovery appears to have begun in northern Gaul, and the decline of southern towns does not appear to have really begun until much later in the century at least.
The city lost out to two other territorial units during the seventh century.  On the one hand civitas-identity appears to be replaced by a broader regional, kingdom-based identity.  Changes in ethnic identity might also have had an effect.  At a lower level, the sub-division of the civitas, the pagus became much more important.  Individuals are identified by their pagus of origin, for example, and the pagi acquire their own counts.  The direction in which things were moving is perhaps very clearly indicated by Fredegar’s account of the territorial straits to which Chlothar II was reduced by his cousins, Theudebert II and Theuderic II.  He says that his authority was confined to twelve pagi, rather than three civitates as one assumes Gregory would have said.
The secular political decline of the civitas might be linked to the demise of the royal dues that had been extracted on the basis of the city network.  Frankish taxation certainly went into terminal decline in the early seventh century, with – in my reading – salaries hitherto paid via the delegation of tax-revenues from specific tax-payers extended to ownership of the lands from which those taxes were collected, as well as by increasing grants of immunity. Military organisation by civitas also ended.  The last mention of a civitas contingent in battle is the account of the treachery of the men of Mainz in Sigibert III’s 636 Thuringian campaign.  That same account, however, also refers to a contingent from the Saintois, one of the pagi of the civitas of Toul.  In any case, the army appears to have been made up much more of aristocratic households or retinues rather than raised by general levies of Franks, commanded by royal officers.  Immunities were also exempted from the usual levying of military service.  Counties proliferated and, even if not technically inheritable, seem much more to have passed down within families.
The increasing numbers of charters show that public legal gatherings could took place in local churches and at or in the villae of particular landowners. They do not suggest that the city retained its importance in that sense, in the north at least.  Charters signed at gatherings in old Roman cities tend unsurprisingly to be those involving the bishop.  The great rural monasteries founded in the seventh century also drew from attention away from the cities as central places and the foci of political action, not least because many were the centres of immunities, from episcopal as well as royal control. 
In the seventh century, the Frankish kings are much more likely to found on their rural estates than in the old cities.  The majority of royal assemblies took place there, including church assemblies, as at Clichy in the 620s.  Another location was the great royal abbey of Saint-Denis near Paris.  The kings still held gatherings at cities especially in Burgundy, just as they had held important gatherings at their villas in the sixth century, but the ratio seems to me to have shifted dramatically in the direction of the countryside.
The city had lost its place.  Urban Politics were now very much scripted by the bishops.  The space of the state was increasingly perforated and fragmented as the early Merovingian state broke down so that the town’s administrative role was greatly reduced anyway.  The stage for politics passed to various places in the countryside: royal and aristocratic villas, monasteries, and the elite spent their now more secure resources on these centres, especially from the middle of the seventh century.  How the immunity impacts upon the space of the political, as an interstice within the areas of operation of royal and episcopal power, a zone of exception, is an interesting issue, but one which alas I have no time to discuss.  How did cues for behaviour change in this different seventh-century world.  To what extent did the private permeate the public?  Some of the incidents that took place at royal gatherings in the seventh century certainly suggest a different scripting from before.  Paying more attention to that constitute the other half of this project (not, fortunately, this paper) and perhaps we can discuss that.
Public space and its use had evolved significantly through the Roman and immediately post-imperial period.  But in many ways the rules of the dramas that unfolded there remained within a Roman tradition – even if an observer who teleported from the second century to the early sixth might have had no idea whether he was watching a tragedy or a comedy.  As in so many things, though, the crisis of the mid-sixth century and especially Justinian’s wars and their attendant ideology brought abut a radical rescripting.  Kings and their officers were no longer able to play the parts that they had hitherto known off by heart.  They needed to ad lib and to find new theatres in new locations.  Unsurprisingly, as the one character whose part in urban dramas remained unchanged from the late Roman period, the bishop remained alone on the stage.

Tuesday, 10 December 2013

'Good' King Guntramn's 'Miracle'

One of the more bizarre stories in Gregory of Tours' Histories concerns King Guntramn of Burgundy who, says Gregory (Hist. 9.21) once had some threads cut from his cloak by a woman whose son was in a critical condition, suffering from a 'quartan fever' (malaria, basically).  The woman soaked these threads in water and gave the water to her son, who was miraculously cured.  In Les Rois Thaumaturges (round about p.33), the great Marc Bloch saw this story as evidence of the healing powers of the king himself, which was some sort of precursor of the later 'healing touch' of central and later medieval monarchs - although not by any sort of linear development.  The story is one of the main supports of the argument that Gregory was a fan of Guntramn and saw him as a good king.

For some time I have been at pains to argue that this view - Good King Guntramn versus Bad King Chilperic - is mistaken; over-simplifying at best.  Gregory's view of Chilperic was more complex and essentially more positive; his view of Guntramn, after that king became the chief king of Gaul (following Chilperic's murder), being shaped by his fear of Guntramn.  Indeed he had good reason to fear the king of Burgundy since Gregory had been involved in Chilperic's alliance with Austrasia and might even have thought that the pretender Gundovald was a genuine Merovingian; Guntramn was relentless in his pursuit of people in both of those categories.  If I am right, Guntramn's healing miracle takes on an especial importance.

Ian Wood has pointed out that Gregory depicts Guntramn's miracle in the chapter following that which relates his debate with the Burgundian king and the reading out of the Treaty of Andelot.  Wood claimed that the juxtaposition was a covert way of showing that he agreed with Guntramn's point of view, even though he had had to present the opposing arguments of his own king, Childebert II of Austrasia.  This points us, I think, in the right direction, even if my own reading will run opposed to Wood's. 

We do have to look at the tale in the round.  The fact that the story immediately follows Gregory's debate with Guntramn and the re-reading of the Treaty of Andelot, in a situation where Austrasia and Burgundy might have been squaring up to each other, is indeed important.  So too is what happens in the rest of chapter 21 of Book 9.  Gregory recounts that plague had come to afflict the south of Gaul, coming via Marseille and spreading up the Rhône valley into Guntramn's kingdom.  'Like a good priest' (sacerdus [sic]), says Gregory, Guntramn ordered rogations, and fasting and vigils and three days of alms-giving by everyone from the king down, and put all his hope in God.  At that point Gregory digresses to tell the story, 'told by the faithful', about the miracle of the king's cloak.  He concludes by saying he doesn't doubt this to be true because he has himself often heard the spirits that possess men invoke Guntramn's name to confess the criminal nature of their deeds, in recognition of the king's power.

The first point I want to make is that, for all his fasting and alms-giving, the Lord did not hear Guntramn's prayers.  Chapter 9.22 tells how the plague went on.  This would not fit the idea of a holy man-king in any straightforward way.  A true holy man would have stopped the plague with his prayers.  When Gregory's uncle, Saint Gallus of Clermont prayed and instituted rogations (Hist.4.5), the plague not only went away, but stayed away from the Auvergne for the rest of his lifetime.  Guntramn's gesture was fruitless.  Indeed in Histories 9.22 Gregory makes it clear that it was actually the prayers and vigils of the local bishop, Theodore (much persecuted by Guntramn: Hist. 8.5, 8.12), that were responsible for a temporary let-up in the pestilence.

The second point one might make is that Gregory is, on the whole, pretty unhappy about kings who try to be bishops,  So rex acsi bonus sacerdus may not be the unalloyed compliment one might think (although, from his own edicts, it is clear that Guntramn indeed saw his kingship as a sort of ministry).   In that light, the juxtaposition of the ostentatious, public, large-scale - but unsuccessful - vigils, fasts, alms and rogations ordered by King Guntramn with Bishop Theodore's fairly private and humble but effective prayers and vigils is quite significant.

Then there is the similarity between the tale of the woman secretly cutting threads from the royal cloak with 1 Samuel 24.4-5 (Vulgate), where David cuts the edge off Saul's cloak while the latter is 'purging his stomach'.  There are no verbal parallels but the similarities are clear and surely would have been to Gregory and his audience.  What do we make of this?  That a woman could secretly cut threads off the royal garments says little about the effectiveness of Guntramn's bodyguard, without whom, according to Gregory, the king never went anywhere (Hist. 7.8 and cp. the reported speech in Hist.9.3).  When David was able to do this it was, according to his servi, because this was the day the Lord foretold when 'He would give his enemy to him that he might do with him what was pleasing in his eyes' (1 Samuel 24.4).  But David (1 Samuel 24.11) says he did not kill Saul because he was the Lord's anointed.  If we take seriously the parallels and the typological nature of Gregory's thinking then this passage is clearly a rather more ambiguous description of Guntramn's priestly kingship than has usually been supposed.

If we return to the juxtaposition with Histories 9.20 and the confrontation between Guntramn and Gregory, as Childebert's envoy, then it seems to me that what Gregory is doing here, rather than covertly saying he agrees with Guntramn, as covertly (very covertly, in fact) underlining his disagreement with the Burgundian king.  In 'Nero and Herod...', I argued that Gregory's criticisms of the dangerous king were always made in such a way that any accusation of treachery could be headed off by 'headline' praise.  We see here this strategy at its most subtle.  I propose that Gregory's readers knew enough to see the juxtapositions and the Old Testament parallels, but that any accusation of lèse majesté could be diverted by the 'superficial' reading that this was fulsome praise of the miraculous power of Guntramn's royal ministry.

---
For further thoughts on 'Bad King Chilperic', see this post.

Sunday, 27 October 2013

Transformations of Romanness

[I am off to Vienna to a conference with the same title as this post, which is also the title of my contribution.  This is a much longer version of the paper I will give, which will dwell on the changes after 476, but it is a draft of the version I hope to publish.

Update 25/11/2014: I have updated this post now so that is the same as that submitted for publication, rather than the text that was delivered in Vienna.]

***
 
No identity can remain fixed and stable.  Any perspective informed by modern continental philosophy cannot fail to see any primordialist position on ethnic identity as fundamentally wrong-headed.  Identity is a question of desire, of a ‘motion towards’ an ideal.  The ideal, naturally, is unattainable.  No identity is coextensive with itself, nor can it be, except among the dead (which opens a different perspective on the study of identity in early medieval cemeteries).  What makes an identity is, furthermore, always something more than itself; something in other words that – in elementary Lacanian – operates at least as much in the realm of the imaginary as in that of the symbolic.  This is why external markers or signs of distinction never suffice.  An identity is always constructed in part by what it is not, however that negation is articulated.  In this purely symbolic sense it is no different from any other sign, operating within a chain of metaphor and difference.  It is impossible to separate an identity from its alterity, from its negations.  This is one reason why it makes no sense to study ‘othering’ or alterity as some sort of process distinct from identity-construction.[1]  A strategy of distinction is always at the self-same time a strategy of identification, and vice versa, bound together like the two sides of a Möbius Strip.  To raise a common identity in a social interaction is simultaneously to raise those things that both actors share in notbeing and those things that they do not share.  The things held to constitute an identity, those things which are ‘in it more than itself’ are contingent, ever changing, and yet, at any one moment, always constructed as timeless and essential.  In any given context, an identity is always already what it is.  This is yet another reason to mistrust views that portray something like Gothic identity as an unchanging monolith.
In my 2007 book Barbarian Migrations and the Roman WestI included a long discussion of ethnicity in which I made a number of points which, sadly, I do not think have made much impact on the study of the topic.[2]  One is the that ethnicity is multi-layered, so that ethnic change is much moreabout the acquisition of new layers and the reshuffling of old ones through time than it is about swapping one for another.  It is this misguided notion that is at stake, for example, in Patrick Amory’s work and in Peter Heather’s critiques of it.[3]  I argued that everything that we might say about what we consider to be an unproblematic ‘ethnic’ identity at the level to which I will, here, provisionally (with full recognition of the problems of the term) refer as ‘gentile’ (i.e. as a gens‘people’) can be applied to identities that come at perhaps lower levels, which might loosely (but misleadingly) be described as residential, local or regional.[4]  I then made the point that what we think of as the appropriately ‘ethnic’ (i.e. ‘gentile’, as above) level within this arc of the spectrum of identities is contingent upon historical circumstance.  Ethnicity is dynamic.  I hypothesized that a break-up of the UK into regional units might lead to a situation where a Yorkshire identity was considered more important than an English or British one.  Again, the point concerns layers of ethnicity and their contingent reordering as part of the dynamics of historical change.  Hierarchies of identity might be reordered in the opposite direction too.  Some of us would rather be seen as British than English and as European rather than British.  The study of Roman identity, its many levels and its change through time, is an excellent case study of these points.  There are other reasons why the topic is important.

Deconstructing the tortured historiography of Roman ethnicity

Derrida said that ‘deconstruction is what happens’ (‘ce qui arrive’) in a reading.[5]  Let me offer a little deconstruction of my own previous writing.  In Gregory of Tours’ account of the various diplomatic comings and goings in late sixth-century Gaul, he describes one embassy as including ‘Warinar [or Warmar] the Frank and Firminus the Arvernian’.[6] Another comprised ‘Bodegisil the son of Mummolenus from Soissons, Evantius the son of Dynamius from Arles, and Grippo the Frank.’[7]  In my own work,[8]I have used these references to talk, first, about what a Frank was in Gregory’s writings and, second, about the northern Gallic aristocracy and why Gregory did not think there was a Frankish nobility.  Yet what one might term the ‘repressed other’ of the discussion is represented precisely by the two non-Frankish characters, Firminus and Evantius.  What of their identity, which Gregory specifically tells us about in terms that seem to mark its structural equivalence to francus: sessionicus and arelatensis?[9]  What passes without discussion is what it meant to be an Arvernian or from Arles, or – if Mummolenus’ sons weren’t identified as Franks – from Soissons.   
I am, however, in good company.  A similar deconstructive reading of Walter Pohl’s writings illustrates, as I hope to show, how a crucial misunderstanding has come about and how the present volume might deal with and ameliorate the results of that, to move the debate on in productive fashion.  The debate – maybe dispute would be better – between Walter Pohl and Walter Goffart is well known.  It causes me some distress.  I have friends on both sides – I like to think that I get on well with both of the principals – and no one likes to see their friends arguing so bitterly.  Most of the rudeness has come from the western shore of the Atlantic, but rudeness is not the only, and certainly not the most effective, form of academic aggression.  This confrontation has long perplexed me, largely because I have strained to see exactly what the ‘Toronto School’s’ objection to the ‘Vienna School’ was.
I should not have to make clear that Walter Pohl’s works have been immensely valuable and important to me, or that I am almost entirely in agreement with its principal conclusions.  Both points should be visible from my own previous writings. It must furthermore be stressed that deconstruction is not in and of itself a hostile move.  As any aficionado of Derrida’s writing knows, it is a recognition of a text’s, or a body of writing’s, quality, importance and value.  Having thus made clear that what follows is motivated not by hostility or confrontation but by respect and friendship I should like to discuss what seemed to me to emerge from a deconstructive re-reading of as much of the Pohl oeuvre as was available to me, especially the classics of the corpus.[10] 
Throughout this work, the analysis of what makes (or does not make) and what distinguishes (or does not) a people remains at the level of those groups which have always been considered to be peoples: Franks, Goths, Lombards, Burgundians and the rest, for whom the constitutive outside is indeed formed by the Romans, the Roman Empire.  For example, in his classic article, ‘Telling the difference’, Walter Pohl asked what it meant to be (inter alia) a citizen of the civitasof Tours.[11]  That part of the question, however, was never answered.  That type of identity, Wir-Gefühl or whatever played no further role in the discussion.  The ‘repressed other’ throughout the text is the non-ethnic group, whatever (if ever) that was or might have been.  Put another way, the analysis (however subtle, persuasive and brilliant) remains at the level of the ethnic groups that have alwaysbeen considered to be ethnic groups and which have always been the ethnic players in the story: the barbarians.  It will become clear below that this is in fact commonplace in discussions of early medieval ethnicity, from all historiographical camps, but the inevitable point is that if one limits the discussion in this way, to those social units which have always been held, a priori, to be ethnic groups, the argument runs a strong risk of circularity, or at least of simply reaffirming its initial premises.
What has therefore escaped the discussion thus far is how the Turoni, Arverni and Bituriges, or the Gauls, Spaniards and Italians, differed from each other, or what the difference was between those ethnic taxonomies and that of the Germani.  Was a Batavian any more different from a Frank than from a Treverian?  I doubt it, but then I think we have not sufficiently carefully kept the analysis of the Roman-Barbarian dichotomy separate from that of the taxonomic ethnography that pervades our sources.  And yet, the deconstructive reader of the Pohl oeuvre (as it stood before the 2013 Vienna conference) will see an effective division between Germani– who have ethnic groups – and Romans – who, within the explicit discussion of the texts published thus far, seem not to have.  Also visible is the persistence of the type of identity, which earlier I provisionally labelled gentile (identity as a people), as something somehow ‘special’, vis-à-vis other types of identity that could and should be positioned within the same, ‘ethnic’ part of any map of identities.  On that basis, whether one likes it or not, seeing ethnicity in the Pohl oeuvre as a means of clothing old-style invading barbarians in new garb is one possible legitimate reading.  This is permitted by two aporias: silences, or rather by the spaces left by those silences, which represent a ‘blockage’ in the reading of a text where interpretation can proceed no further but must follow the reader’s choice.[12]  These are points of undecidability.  One point is the silence about what distinguishes an ethnic group from a non-ethnic group within the same part of the spectrum, or layering, of identities.  The other is the silence about what distinguishes such identities or layers of identity among the barbarians from their equivalents among the Romans, or more accurately among the inhabitants of the Roman Empire.
Now, as it happens, it is vital to point out that a deconstructive reader will encounter precisely the same aporetic silences – if anything – more easily, in the works of some of Pohl’s critics, and indeed with more serious consequences for their arguments, as we shall see.  Leaving that aside for the moment, however, I would like to propose, in the interests of attempting to bridge the historiographical divide, that it is in the silent spaces of these aporias that the misunderstanding between the Toronto and Vienna ‘schools’ originates.  The Toronto school views the silences as constitutive, integral to the argument.  By contrast, in my own previous readings of the corpus Pohlianus, I never have assigned them any significance.  I admit some positive curiosity about them but I perceived them more as a sign of incompletion, as a space yet to be filled, as an area where the argument could be advanced.  The Toronto School’s critique, by contrast, is – as I see it – based on a reading of those silences that suggests that they imply a genealogical link to the more traditional Lehre of ‘Germanic’ history.  Now, just as long as one sees the critique as based upon extant silenceswithin the Pohl argument, and just as long as one acknowledges that an argument is composed of its silences as well as its statements, one must concede that the Toronto critique is based on a valid reading.  If one does not accept this, one must continue either, as I did, to be unable to recognise the works of Walter Pohl in the Toronto critiques thereof and – in consequence – to be simply bemused about what was going on, or more actively to see them as a malicious and wilful distortion.  I do not think that the last option is justified either.  There may have been malice involved – certainly the critique could have been expressed in less hostile and offensive language – but I do not think there has been deliberate distortion.
This, I think, suggests why the two sides have continued to talk past each other and how such bitterness and anger has arisen.  To repeat: what is at stake is silence and, when silence is at stake, ‘I never said that’ will never be an adequate riposte.  Hence, as I see it, one side’s frustration with the other for not dealing with what is actually written on the page and the other side’s frustration that their opponents seem to refuse to answer its criticism.  When the space exposed by those silences opens onto the traditional Lehre of the Völkerwanderung and thence – inevitably – to Nazis, and where the two principals are of the precise respective heritages of those involved here, unsurprisingly tempers will flare and would have done, I suspect, even if the critique had been made in less deliberately (or carelessly) provocative terms.
The point about an aporia, or an aporetic silence, as here, is that it is, in Derridian terms, a space of différance, where a choice between two undecidable options can only be made on the basis of a purely political decision.  Put another way, as intimated above, the text itself provides no empirical pointer so one must decide for oneself, for one’s own reasons, what the silence means.  Thus the debate becomes as tribal as it has done: almost ethnic (meta-ethnic?) in itself.  That is why we have made so little progress in resolving the issue, for all the debate’s heat.  Not dealing with those aporia in the argument, once pointed out, though, will not merely not close up that space; it will actively keep it open.  That is why this volume and the conference upon which it was based are so important.  They overtly address – or should do – both of the silent spaces I have mentioned.  I am not the sort to argue for cosily artificial rapprochement or, worse, consensus but one of the many tributes one can pay to Walter Pohl is that, in spite of the calumniation he has received, he has continued to talk to the Toronto historians.  What I hope for from addressing those aporias is – one way or another – the provision of something concrete and decidable, on the basis of which those of us with no tribal affiliation can make a choice.

Roman Identity

Roman identity serves as a particularly good case study of the multi-layered, situational and dynamic nature of ethnic identity.  Let us return to Gregory of Tours.  Edward James and Walter Goffart have both argued that ethnicity was not important for Gregory.[13]  Why not?  Because he rarely ascribes a ‘gentile’ identity to the people in his stories.  He does not talk all that often about franci; saxones crop up a couple of times, once famously or infamously cutting their hair and dressing in the Breton style; a Goth makes an appearance here and there; and that is about that.  But the Historiae are full of people identified by civitas.  James says that Gregory identifies himself not as a Roman but as an Arvernian.[14]  That sort of identity, according to civitas or in some cases, as with the men of Champagne, ducatus, was – very obviously – something that mattered a lot in Gregory’s world.[15]  There is nothing that allows us analytically to distinguish these types of identity from the ‘gentile’ level. 
Let us pause here to note the implicit assumption within James’ and Goffart’s articles: that ethnicity is a level of identity equating with ‘people’ generally (that is to say it operates, in the term provisionally adopted here, at the ‘gentile’ level) and with Germanic people specifically.  Presumably, ethnicity can only have mattered to Gregory if his works were filled with descriptions of the characters in his tales as ‘Franks’, ‘Goths’ or ‘Saxons’ or, for James, if he had self-identified as ‘Roman’ (apparently in opposition to Frankish).  This is a point of considerable interest, not least because it marks a point at which Pohl’s and Goffart’s writings come together and indeed join those of many other writers on the topic.  For Pohl and Goffart equally, as for James (and the early Halsall), ethnicity and its importance is to be judged according to the usage of Germanic ethnonyms as markers of identity.  The implication of Goffart’s article is that people had no ethnic identity of any significance if that was not ‘Germanic’.  The fact that the Libri Historiarum are replete with Arverni, Turoni, Lemovici, Turnacenses, Bituriges and the rest is a point which, for Goffart, seems to have no bearing at all upon the question of the political importance of ethnic identity in Gregory’s Gaul.  Indeed, close reading and comparison of the Goffart and Pohl corpora reveals that ‘Germanic’ ethnicity is far more real for Goffart (and his followers, especially Callander Murray[16]) than for Pohl.  The crucial issues are these: first, in Goffart’s view these Germanic ethnic groups did not bring down the Roman Empire and were of no historical significance whereas, for Pohl, whether or not they brought down the Empire, ethnically-named political groups were of central importance in the political changes of the fifth and sixth centuries; and second, Goffart reads Pohl’s argument (as above) as a refiguring of the old view of the conquest of the Roman Empire by Germanic peoples.[17]  Indeed – ironically – it may actually be his own view of ethnicity (especially ‘Germanic’) and its reality that predisposes Goffart to read Pohl in this way.
Returning to Gregory of Tours and the precise problem of Roman identity, one must ask why the bishop of Tours avoids the designation of Romani for those people he identifies by civitas or ducatus.  Any answer must acknowledge first of all that this was nothing new; Roman ethnicity had always worked at multiple levels.[18]  Another key problem in so much discussion of late antique ethnicity is the failure to tease out or consistently analyse these different levels.  Especially important – and perhaps confusing for the issue – is the fact that the concept of ‘Roman’ functioned at a structural as well as a taxonomic level and that these two levels could sometimes be run together.  By the structural level I mean the use of the terms ‘Roman’ and ‘barbarian’ to mark an important organisational, cultural difference between civilised and savage.  By the taxonomic level I mean the way in which the world was described as divided up into the territories of different peoples.[19]  The two different levels are well illustrated by the two parts of Tacitus’ Germania.  The first section differentiates the Germani, qua barbarians, from the Romans in a way that, as has long been noted, cannot really be read other than as a critique of Roman society and politics under Domitian; the second half gives a taxonomy of the Germanic peoples, with few or no points of contact with the first section.[20]  Like any identity, Roman identity operated in the symbolic and imaginary realms (as above)[21].  The crucial point is that the structural level of Roman identity – that which has barbarian as its opposite or other – functions almost entirely in the imaginary register and even then in a mainly self-referential way; the taxonomic level works in the symbolic to a much greater degree.  The term Romanus may confuse the issue by (unlike barbarus) being capable of being used in both levels but it is analytically vital to keep them distinct.  Failure to do that has bedevilled much study of late antique ethnicity.  The opposite of barbarus is romanus; the opposite of, say, Francusis not.
The structural level mapped onto the taxonomic in historically-contingent ways.  Caesar, for example, described the Gallic and Germanic peoples but there is no sense from Tacitus’ historical writings that the movement of the imperial limes in the intervening century and a half had much altered this taxonomy.[22]  When Ammianus launched into his periodic ethnic excursus it makes little difference whether he is talking of areas inside or outside the imperial frontiers.[23]  The whole world was made up of different peoples with their own characteristics.  Plenty of fourth-century evidence backs up the idea that the Romans thought of the world within the limes as a mosaic of different ethne.[24]  The late Roman popularity of works on the origines of those people, within which genre post-imperial origines gentiumare surely to be located, makes this clearer still.[25] 
Thus, contrary to what Walter Goffart has written,[26]one of the many interesting things that happened to the Roman Empire in the fifth century was not that it ran into a wave of ethnicity.  Ethnic identity was alive and well throughout imperial history.  The problem, noted above, is that Goffart’s work contains the same aporia, the same silence concerning what differentiates an ethnic from a non-ethnic identity and about what differentiated an intra-imperial ethnic group or identity from an extra-imperial one.  Throughout Goffart’s work they remain tacitly present and unchallenged, and with a much more serious impact upon his argument.

The Development of Roman Identity to c.476

The questions I wish to examine in the remainder of this paper are, first, how and especially why Roman ethnicity should have defaulted to the civitaslevel by Gregory’s day; and, second, why it then got worse.  In Salic Law, the Romans are clearly a parallel population to the Franks, even if legally disadvantaged in some ways.[27]  A century or so later, the Romani of Lex Ribvaria are just one of several semi-free categories, all of which must have a Ripuarian speak for them at law.[28]  That situation would have been unthinkable even a century earlier, let alone in 400. 
An answer to this question requires us to consider the role of Romanness, as a supra-regional, imperial identity in the process of subjectivization.  Here in important ways, the taxonomic and the structural come together with the political and cultural.  Romanness was central to the formation of the political subject.  What was held to distinguish man from woman also distinguished Roman and barbarian, and human and animal: moderation, control of the emotions, reason.  These aspects learned during socialisation, paideia, enabled participation in legitimate government and rendered Roman forms of government superior to others.  Movement towards the ideal legitimised behaviour and authority of all sorts.  Movement away – real or alleged – had the opposite effect.  Control over the political centre, the imperial court, enabled one to define who was and who was not behaving in the correct legitimate fashion or moving in the right direction.  Thus Roman identity, as something moved towards, was central to the sex-gender system and to political legitimacy.  This transcended taxonomy.  As is well known, a barbarian could behave in such a ‘Roman’ fashion that his non-Roman origins were held of no account or – more correctly – were held simply in the taxonomic register, just as we may suppose were the origins of a Spaniard, Gaul or African at the imperial court.  This should not be controversial.[29]
Nonetheless, the point just made is worth stressing.  In the taxonomic sense, Romans had always had multiple layers of identity: as a citizen of the Empire; as originating in one of the major imperial regions, whether or not fossilised as dioceses in the Diocletianic Empire (Britain, Gaul, Spain, Africa, etc.); as the inhabitant of a particular province or civitas.  The writings of the Gallic authors of the late Empire make this last level very clear.[30]  Someone could claim different civitates as bases of identity from paternal and maternal descent.[31]  Perhaps there were lower, nested levels too, based around lesser settlements or communities, or pagi.[32] 
None of these levels differs fundamentally from a ‘gentile’ or similar identity.[33]  The tribal origins of the Gallic and British civitates in any case made them ’gentile’ identities of a sort.  Classical ethnography provided a resource for the assigning of characteristics to such identities.  We can see this in Ausonius’ jibes about a British rival or in Ammianus’ comments on the Gauls, and their differences from the Italians, or on the Pannonians who came to pre-eminence under Valentinian, or, earlier, in Cassius Dio’s ascriptions of Caracalla’s diverse personal defects to his family’s origins in different regions.[34]
It is by no means clear that any of these identities functioned differently in social relations within the Empire – that is at a level below a shared Roman political identity – from barbarian confederate or tribal identities or origins: a resource for differentiation, assimilation or other relationships.  Classical ethnography played a part of course as can be seen in Ammianus’ criticism – or praise – of the inhabitants of different regions.[35]  That makes it difficult to assume a different treatment at this level of identity, of people from within or without the limes.  The late Roman army’s élite auxilia palatina included regiments named after Celts and Batavians as well as after Franks and Saxons.[36]  That sort of ethnographic taxonomy played on the kinds of bio-geographical pseudo-science that was held to explain the civilised:barbarian dichotomy, so the two aspects bled into one another.[37]  This further emphasises my point about the contingency and analytical interchangeability of different levels of ethnicity.
Crucial to the development of Roman identities are the changes in the Roman army in the fourth century and its so-called barbarization.  The extent to which this was an actual matter of real non-Roman influence can be debated, as in Barbarian Migrations, where I argued suggested the existence of a certain ‘barbarian chic’ that might usefully be considered as an analogue for the nineteenth-century French Zouaves: French troops who wore a French idea of North African native dress and who adopted a number of other North African cultural practices, all of which gave then a tremendous esprit de corps.[38]  It nevertheless seems clear that following the division of civil and military services the army began to create a set of new identities that centred on the very antitheses of the civic Roman masculine ideal: animal, ferocious, braggart, barbarian.[39]  Such would of course form only one level of identity, nested within and as contingent as the others.  Nonetheless that represents a crucial development that provided a hugely important resource within the political and social developments of the fifth century.
The key feature of fifth-century politics, especially after Valentinian III’s assassination, was faction fighting between groups made up of Romans andbarbarians.  A failure to control the centre, or a defeat by those who did, led factions cut off from traditional legitimation of status to seek other forms of legitimate political authority.   In this context, the barbarized military model of Romanness was very valuable to an aristocracy used to serving in or working alongside a ‘barbarised’ army.    This surely eased the transition to the state of affairs around the 470s, where a series of regional factions existed, each grouped around a particular army, none of which was able both to gain lasting and secure control of the political centre and defeat, and establish legitimate dominance over, the others.
In the course of the fifth century, barbarian military leaders had, as Michael Kulikowski has very clearly shown, using insights from postcolonial theory, developed a particular pattern of behaviour with regard to the imperial court.[40]  This involved stressing the stereotypical, threatening role of the barbarian when outside the circles of legitimate authority, as a means of being reintegrated into the latter, when such identities were dropped.  Crucially, though, Roman military commanders seem to have picked up this model of behaviour too in the mid- to late fifth century.  This, as I have argued, involved the adoption of the quintessential gentile title of rexas a basis for an authority that could be dealt with legitimately by Romans.[41]

The Development of Roman Identity c.476-c.550

So we arrive at the situation that seems to have predominated between about 476 and the middle of the sixth century, when a Roman civil aristocracy and administration served alongside a barbarian army.  This situation was importantly different from that which existed 100 years earlier but nevertheless was clearly descended and developed from the latter.  It is important to stress that this was not a situation of straightforward binary oppositions but one of nested levels of identity.  In the bizarre political situation that existed in the half century between Romulus Augustulus’ deposition and the death of Theodoric, when I would argue that people were aware that the Western Roman Empire was no longer functioning but not that it had ended, it is unsurprising that discussions of Roman identity largely took the form of discussions of legal relationships between Roman citizens and barbarian soldiers.  This can be seen in the famous texts of Ostrogothic Italy, or in Salic or Burgundian Law.[42]  Otherwise, as with the slightly earlier writings of Sidonius Apollinaris, they concerned the traditional underpinnings of Roman identity: culture, education and so on.[43]  Yet at the same time the Roman aristocracy’s militarisation continued, as is well known.  Simultaneously, the Church was adopting classical aspects of Roman civic masculinity and was, in some areas, such as Gaul, becoming a focus of Roman aristocratic competition.  Here too, though, there was change and an opposition to a very un-Roman competitive asceticism.[44]
It is difficult to see how this situation could fail to cause the renegotiation of Roman identity.  As I stated at the beginning, identity is a motion towards, an issue of desire.  Any identity depends upon a set of ideal images and commensurate oppositions.  In the situation that was emerging in the course of the fifth century the oppositions were neither as pronounced nor as negative.  The political advantages of Romanness were lesser, too.  That did not mean that there were no attractions.  In the strange ‘sleepwalking’ period after 476 the emperor remained the ultimate political reference point, in whom barbarian soldier and Roman civilian, and the legitimation of the forms of authority invested in both, came together.[45]
The situation is perhaps very well illustrated in the Pactus Legis Salicae, where Romani and Franci have seemingly well-defined functions but both have access to the king.[46]  The Franks have legal privilege, which is hugely significant, but the image is of two parallel populations.  We should not teleologically assume that this situation was destined to develop along particular lines.  The world after 476 contained many possibilities.
One of these possibilities was the re-establishment of unity by military action.  In c.510 there existed a situation wherein two kings, Clovis and Theodoric, having between them established dominance over almost the whole western Empire, faced off against each other.  Both were evidently happy to be addressed as augustusby Roman subjects, even if neither formally adopted the title.[47]  To contemporaries, this situation may well have seemed simply like the next, perhaps decisive, round in the struggle between the Gallic and Italian factions that had dominated fifth-century western politics.  Had such a play-off come about, and been as decisive as many other battles of the period had been,[48]it is likely that a western Empire would have been re-established, however permanently or impermanently, under Amal or Meroving rule.  Who can guess what might have become of Roman identity in that event?  I suspect that something closer to the fourth-century situation may have emerged, although it was unlikely to have represented a re-establishment of or reversion to precisely that state of affairs.
Such a decisive confrontation, of course, never took place.  Instead, possibly motivated by the developments around 510, the Constantinopolitan court began to emphasize its exclusive, Roman legitimacy and in time to attempt to re-impose political unity through its own military actions.  What made a crucial difference to these campaigns was the well-known Justinianic ideological offensive.  Famously this involved a rewriting of fifth-century history to portray the West as lost to barbarian invasions, which can be seen in works from Marcellinus Comes’ Chronicle, through at least the early books (though I would say all, to some extent) of Procopius Wars.[49]

The development of Roman Identity, c.550-c.625

The impact of the Justinianic Wars, and especially of the fact that they did not result in the West’s military domination by the eastern Emperor, cannot be overestimated.  After twenty years of brutal destructive warfare waged to make the point, no one could be in any doubt that the areas beyond actual imperial authority were not part of the Empire any more.  They remained lost to barbarians; the frontier between imperial Roman inside and outside had formally been redrawn.  As far as Roman identity in the West was concerned, this completely changed the game.  It did so for all sorts of identities, the traditional bases for which had to be redefined.  As is well-known, the Old Testament became a new source of models and ideals.[50]  What could be done with Roman identity though?
In this context it is not surprising to see the dramatic decline in Roman identity at the end of the sixth century in Gaul.  The parallel societies of Lex Salicadisappeared.  In the sixth century the personnel of the Gallic church was dominated by people with Roman names.  Around 600, that changed so that bishops overwhelmingly had Frankish names.  The episcopal list of Metz, for instance, reveals only a couple of non-Roman or non-biblical names before about 600.  After that the situation is reversed.  This is fairly typical for northern Gaul.[51] One might read that change in several ways.  The families who provided members of the episcopate changed their naming practices; the people entering the episcopate ceased to adopt Roman names as more appropriate to their status; or the Roman families that had provided the bishops dropped in status.  Either way, the significance of this change for Roman status remains and cannot be ignored.
This is also the period when Gregory of Tours was writing his Histories.  In this context I think it is unsurprising that Roman identity is conspicuous by its absence.  As Edward James says, Gregory does not self-identify as Romanus but as Arvernus.[52]  What might have been seen as the imaginary element of classical Roman identity is displaced into senatorial noble identity and into Christian behaviour.[53]  Otherwise Roman identity has defaulted to the level of the civitas identity as in the case of the embassies mentioned earlier.  It is no surprise that civitasidentifiers are mostly confined to the south.[54]This identity is no less ethnic than that of Frank.  Like all such identities, it could be the object of violence, as with the killing that broke out along the Loire after the death of Chilperic.[55] 
Gregory’s own rather sneering view of the men of Bourges further illustrates the point.[56]  A comparison of Gregory’s story of the foundation of the see of Bourges with that of his home town of Clermont reveals the men of Bourges to have been much more unwilling than the Auvergnats to receive the word of God.[57]  Only the intervention of a distant relative of Gregory’s even enables the embryonic church to acquire a place of worship.  After their deaths the burial places of the first bishops of both cities are forgotten but whereas the grave of Stremonius was revealed by a vision received by a future bishop of Clermont and his body translated in fairly standard fashion, at Bourges, Ursinus’ grave was only revealed after a member of the bishop’s staff received a cure (at St Martin’s , Tours, significantly) and even this revelation was disputed by the local bishop.  Only the intervention of St Germanus of Paris and further visions led to a translation.[58]
In contrast to the numerous saintly figures of Tours and Clermont catalogued by Gregory, the Berruyard holy men are fairly nondescript, and manifest a very frequent association with Tours, Clermont or St Martin.  Otherwise they are faintly ridiculous.  Witness Saint Marianus:[59] Marianus, a recluse, was found dead under an apple tree and consequently was rumoured to have died by falling out of a tree.  ‘But it was not known for certain because no one had been an eye-witness.’  Whatever the case, it was hardly the most dignified form of death for a holy man, and the locals, perhaps understandably enough from a modern point of view, were not over-impressed, in spite of unspecified healing miracles.  One local, rebuked for working on St Marianus’ feast day, angrily replied ‘Do you think that a man who slipped from a tree whilst satisfying his appetite has been included in the company of angels, so that he ought to be venerated as a saint?’  Needless to say, his house burnt down.  Only after another miracle, where some stolen oxen miraculously wandered home on their own, does Gregory say ‘after these events, the people of Bourges began to honour this confessor of God with more diligent concern.’  What better part of the world for a bogus holy man to emerge?  Towards the end of the Histories a man from Bourges is attacked by a swarm of flies and as a result goes mad.  Eventually, after a career which exactly parodies that of a proper holy man, he was killed by the pueri of the bishop of Le Puy.[60]  Clearly, identities like these, could operate in the register of the imaginary as well as the symbolic.  There is no way, analytically, of distinguishing these identities as somehow less ‘ethnic’ than those associated with the recognised ‘peoples’ of late antiquity.  Their status as a rung below more ‘gentile’ identities was only contingent upon the nature of fifth and sixth-century politics and the larger size of western kingdoms at that time. In some ways this was the golden age of civitasidentity.[61] 
Gregory is famously tacit about the end of the Roman Empire in Gaul.  What is less often remarked upon is the fact that he is at least as reticent about beginning of the Roman Empire in Gaul.[62]  Roman history, as one might expect, has been displaced in favour of Christian history.  The eschatological implications of this are unclear.  Obviously, after several centuries of Christian linkage of the Empire with the Sixth Age the end of the Roman Empire should have produced a great deal of concern about the end of the world, and in my view it did.  But Gregory’s precise position on this is vague.  His most overt statement on the issue can be read in diametrically opposed ways.[63]  Nonetheless he certainly had concerns, as the Preface to Book 5 of the Historiesmakes very clear.[64]
By around 600, then, it is difficult to see Roman identity in Gaul as a pole of attraction.  Much of its component elements had been displaced into other areas.  The ideal behaviour associated with legitimate political authority was no longer exclusively associated with Roman education and subjectivization.  One has to recall the oppositions and differences inherent in all identities.  For Roman identity in Gaul the key opposition involved the legal privilege, tax exemption and military-political avenues for advancement associated with Frankish identity.[65]  Such issues had, I suggest, less important implications for civitasidentity.  For one thing, there was no binary opposition between arvernusand Francus any more than there was between arvernus and arelatensis in the embassies mentioned by Gregory.  For another, civitas identity might coexist with Frankish in a nested way, as perhaps with Bobo and Bodegisel or the franci tornacenses of Book 10 of the Histories.[66]  For a third, in at least the southern parts of Merovingian Gaul, civitas identity was part and parcel of political and military activity.  Military service was structured differently.[67] 
If the components of identity are perpetually renegotiated but always already in existence, then the disadvantages of Roman identity in northern Gaul around 600 would be perceived as natural.  In that context it is not surprising that those who could had laid aside this level of identity and that those who could not had sunk to the level of a legally-dependent stratum of society.  It was possibly not until the category of the half-free Romanus had been absorbed within a general economically class of the dependent, perhaps by the later eighth century or perhaps earlier,[68]that Roman identity could again emerge as something to be stressed, created or fought for at high levels.
Clearly, the transformations of Romanness in late sixth-century northern Gaul were varied.  I have not mentioned the peculiarly Roman population of Trier.[69]  Nor have I mentioned the attempts by Chilperic I to incorporate traditional elements of legitimate Roman rule within the image of Frankish monarchy.[70]  Across the West that diversity would be magnified.  Seventh-century Spain for example shows some similarities with the Frankish situation and perhaps a more sustained attempt to adopt a solution similar to Chilperic’s.[71]  For Lombard Italy and Anglo-Saxon England we simply do not have the relevant data but general similarities might be suggested.

Conclusion

Roman identity had never been an immutable or monolithic identity – like any other identity it never could have been – and it is important that we early medievalists remember that.  Roman identity survived the supposed barbarian invasions of the fifth century in the West as perhaps diminished – temporarily inconvenienced – but nonetheless as an important resource in political activity.  The mid-sixth-century crisis associated with Justinian’s wars put an end to that.  However it was responded to, after that, Roman identity could not survive in anything like the old way.  In this as in so many other areas it seems correct to say that the post-Justinianic transformations that took place in the West around 600 marked the end of the Roman world.[72]


[1]See also G. Halsall, ‘Identity and otherness in the Merovingian cemetery’, in Identity and Otherness among the Barbarians in Europe during the Late Antiquity and the Early Middle Ages: The problematic relationship between Texts and Archaeology ed. J. López Quiroga, M. Kazanski & V. Ivanisevic (forthcoming).
 
[2]I had actually made them in 1995 in Early Medieval Cemeteries (Glasgow, 1995), pp.56-58, but they are more fully worked through in Barbarian Migrations and the Roman West, 376-568 (Cambridge, 2007), pp.35-45.
 
[3]P. Amory, People and Identity in Ostrogothic Italy, 489-554 (Cambridge 1997); P. Heather, ‘Gens and regnum among the Ostrogoths’ in(ed.) (2003). Regna and Gentes: The Relationship between late Antique and Early Medieval Peoples and Kingdoms in the Transformation of the Roman World ed. H.-W. Goetz, J. Jarnut, J., & W. Pohl (Leiden, 2003), pp.85-133; id. ‘‘Merely an ideology? Gothic identity in Ostrogothic Italy’, in The Ostrogoths from the Migration Period to the Sixth Century ed. S.J.B. Barnish &  F. Marazzi (Woodbridge, 2007, pp.31-60.
 
[4]The problem with the term is that it resonates with earlier uses of gentilismus in the literature.  However, it was felt that a term was necessary to specify the level of ethnicity concerned with named ‘peoples’, especially as the subtleties and many-layered nature of ‘ethnicity’ have become widely recognised.  For the problems of gentilismus, see W. Pohl, ‘Zur Bedeutung ethnischer Unterscheidungen in der frühen Karolingerzeit.’ Studien zur Sachsenforschung 12 (1999): 193-208 at pp.195-6.
 
[5] Derrida’s most accessible comments on these key issues may be found in J. Derrida & H. Ronse, Positions. (Paris, 1972) [English translation A. Bass, Positions (London, 2002).  Useful introductions to Derrida’s thought include: M. Dooley & L. Kavanagh, The philosophy of Derrida (Stocksfield, 2007); S. Glendinning, Derrida: A Very Short Introduction (Oxford, 2011); C. Howells, Derrida: Deconstruction from phenomenology to ethics (Cambridge, 1998); B. Stocker, The Routledge Guide to Derrida and Deconstruction (London 2006).
 
[6] LH IV.40. Monumenta Germaniae Historica. Scriptores Rerum Merovingicarum 1.1, ed. B. Krusch & W. Levison (Hanover, 1951); English translation: Gregory of Tours.History of the Franks trans. L. Thorpe (Harmondsworth, 1974).
 
[7]LH X.2
 
[8]Guy Halsall, Settlement and social Organisation: The Merovingian Region of Metz (Cambridge, 1995), pp.31, 39.
 
[9]I assume that Firminus, Evantius and (perhaps) Bodegisil were the people who in the Pactus Legis Salicae would be termed Romani– perhaps belonging to the evidently Roman category of conviviales regi.  Pactus Legis Salicae 41.8. Monumenta Germaniae Historica: Legum, Section 1, Vol.4, Pt 1, Pactus Legis Salicae ed. K.-A. Eckhardt (Hanover, 1962); The Laws of the Salian Franks, trans. K. Fischer Drew (Philadelphia 1991).
 
[10]These works included: W. Pohl, ‘Telling the Difference: Signs of ethnic identity’, in (1998). Strategies of Distinction.  The Construction of Ethnic Communities, 300-800 ed. W. Pohl & H. Reimitz (Leiden, 1998), pp.17-69; id. ‘Conceptions of ethnicity in early medieval studies’, in Debating the Middle Ages, ed. L.K. Little & B.H. Rosenwein  (Oxford, 1998), pp.15-24; id. ‘Zur Bedeutung ethnischer Unterscheidungen in der frühen Karolingerzeit.’ (above, n.3); id. Die Völkerwanderung: Eroberung und Integration (Stuttgart, 2002); id., ‘Invasions and ethnic identity’ in Italy in the Early Middle Ages, ed. C. La Rocca (Oxford, 2002), pp.20-33; id., ‘Aux origins d’une Europe ethnique. Transformations d’identités entre Antiquité et Moyen Âge.’ Annales HSS(2005):188-208;  id. ‘Rome and the barbarians in the fifth century.’ Antiquité Tardive 16 (2008): 93-101.  I am grateful to Walter Pohl not only for copies of most of these works but also for tolerating this close reading of his oeuvre with good humour.  I must underline that, as any reader of Derrida’s work will know, a deconstructive reading is a mark of respect, of a text’s importance and influence.
 
[11]Pohl, ‘Telling the difference’, p.22.
 
[12]On the aporia in Derrida’s thinking, see N. Royle, Jacques Derrida(London, 2003), pp.92-93.
 
[13]W. Goffart, ‘Foreigners in the Histories of Gregory of Tours.’ Florilegium 4 (1982): 80-99. Reprinted in id., Rome’s Fall and After (London, 1989), no.11.  E. James, ‘Gregory of Tours and the Franks’, in After Rome’s Fall: Narrators and sources of Early Medieval History ed. A. Callander Murray (Toronto, 1998), pp.51-66.
 
[14]James, ‘Gregory of Tours and the Franks’, p.66.  James (p.60) says that Gregory writes of the identities ‘Frank’ and ‘Arvernian’ ‘as if they were equivalent ethnic terms’ but the implications of that point are left unexplored.
 
[15]The men of Champagne: Histories 5.3, 5.14, 8.18 (implicitly), 10.3, 10.27  There is a good discussion of Gregory’s references to civitates in P. Heather, ‘State, lordship and community in the west (c. AD 400-600)’, in Cambridge Ancient History vol.14: Empire and Successors, A.D.425-600, ed. A.M. Cameron, B. Ward-Perkins & M. Whitby (Cambridge, 2000), pp.437-68, at pp.441-3, 456. C. Lewis, ‘Gallic identity and the Gallic civitas from Caesar to Gregory of Tours’, in Ethnicity and Culture in Late Antiquity, ed. S. Mitchell & G. Greatrex (London, 2000), pp.69-81.
 
[16]A.C. Murray, ‘Reinhard Wenskus on ‘Ethnogenesis’, ethnicity and the origin of the Franks’, in On Barbarian Identity: critical Approaches to Ethnicity in the Early Middle Ages, ed. A. Gillett (Turnhout, 2002), pp.39-68.
 
[17]W. Goffart, Barbarian Tides. The Migration Age and the Later Roman Empire (Philadelphia, 2006), pp.47, 198 etc.
 
[18]P. Geary, The Myth of Nations. The Medieval Origins of Europe (Princeton NJ, 2002), pp.63-73; Constructing Identities in Late Antiquity, ed. R. Miles (London, 1999); Ethnicity and Culture in Late Antiquity ed. Mitchell & Greatrex; G. Woolf, Becoming Roman. The Origins of Provincial Civilization in Gaul (Cambridge, 1998); recently, J. Conant, Staying Roman. Conquest and Identity in Africa and the Mediterranean, 439-700 (Cambridge, 2012)
 
[19]I owe the term ‘taxonomic’ to Michael Kulikowski.  As late Roman examples of the genre, one can cite Ammianus’ ethnographic excursus on the people who live beyond the Danube (Res Gestae 22.8, 31.2), the Arabs (Res Gestae 14.4), and so on. Ammianus Marcellinus, trans. Rolfe, J.C., (London 1935-39) (3 vols.).
 
[20]Germania, 1-27 (structural discussion) and 28-46 (taxonomy).  Tacitus. Germania trans. J.B. Rives (Oxford, 1999)
 
[21]See above, p.000.
 
[22]Caesar, Gallic War, 6.21-24: Caesar: The Gallic War, ed. & trans. Edwards, H.J., (London, 1917).
 
[23]Thus Ammianus, Res Gestae 15.11-12, on the Gauls, or 23.15-16, on Egypt, differ little if at all from the excursus referred to at n.18.
 
[24]For example Ammianus Marcellinus’ excursus on the Gauls (above, n.18).
 
[25]See Ps.-Aurelius Victor, Origo Gentis Romanae: Pseudo-Aurelius Victor, Les Origines du People Romain ed. & French trans.  J.-C. Richard (Paris, 1983); English translation: http://www.tertullian.org/fathers/origo_00_intro.htm(accessed 24 Nov., 2014).
 
[26]Goffart, Barbarian Tides p.1.
 
[27]E.g. PLS 14, 32, 41, 42.4,
 
[28]Lex Ribvaria 61.10-11; 61.19; 68.2-3; 69.  The necessity for a Frank to speak for Romans at law is attested in Lex Ribv. 68.3: Monumenta Germaniae Historica. Legum, Sect.1, Vol.3, Lex Ribvaria, ed. F. Beyerle & R. Buchner (Hanover, 1951); Engl. Trans. T.J. Rivers, The Laws of the Ripuarian Franks (New York, 1987)
 
[29]For an important discussion of some of these issues, see M. Kulikowski, ‘The failure of Roman arms’ in The Sack of Rome in 410 AD. The Event, its Context and its Impact. Proceedings of the Conference held at the German Archaeological Institute at Rome, 04-06 November 2010, ed. J. Lipps, C. Machado & P. von Rummel (Wiesbaden, 2013), pp.77-83.  On paideia, a good introduction is P.R.L. Brown, Power and Persuasion in Late Antiquity. Towards a Christian Empire(Madison, 1992), pp.37-41.
 
[30]See, for example, Ausonius, Carmina108-113, where he mocks the notion of a good Briton: Monumenta Germaniae Historica. Auctores Antiquissimi, ed. C. Schenkl (Berlin 1883), p.225.  Rutilius Namatianus also suggests a view of Britons as barbarous (ferox): De Reditu Suo, line 500: Minor Latin Poets, Volume II, ed. & trans. J. Wight Duff and A.M. Duff, (London, 1934), pp753‑829.  Sidonius Apollinaris’ pride in the history of his fellow Arvernians is clear at Carmina7, line 139ff) and his resentment at the Gauls’ exclusion from the centre of politics, to the benefit of the Italians, is visible at Carmina 5, line 349 ff.  Sidonius: Poems and Letters, ed. & trans. Anderson W.B., vol.1 (London, 1936).  The non-Gallic Ammianus famously criticises Italians with reference to the Gauls at Res Gestae 15.12.3.
 
[31]Ausonius is an example: J.F. Matthews, Western Aristocracies and Imperial Court AD 364-425 (reprint: Oxford, 1990), pp.81-82.   See also the case of Sidonius: J. Harries, Sidonius Apollinaris and the Fall of Rome(Oxford 1994), pp.27-35.  A classic statement of multi-layered Roman identity is Ausonius’ Order of Famous Cities, lines 40-41, about Ausonius’ two homelands: Bordeaux and Rome.
 
[32]In the seventh century, Fredegar identified a Frank as homo scarponnensis (i.e. from the pagus scarponensis, on the Moselle above Metz) Chron. IV.52.  The Fourth Book of the Chronicle of Fredegar with its Continuations ed. & trans. J.M. Wallace Hadrill (Oxford, 1960), p.43.
 
[33]Halsall, Barbarian Migrations, pp.39-40.
 
[34]See above, n.29 for Ausonius’ jibes.  Cassius Dio, Roman History78.6.1a: Dio’s Roman History, trans. E. Cary (9 vols.; London, 1914-27).
 
[35]Above, nn.18, 22.
 
[36]Halsall, Barbarian Migrations, pp. 106-8.
 
[37]The classic accounts of the geo-biological reasons for the Roman:barbarian difference are at Pliny, Natural History2.80.190; Vegetius, De Re Militari, 1.2; Vitruvius Architecture 6.1. Pliny: Natural History, ed. & trans. H. Rackham, W.J.S. Jones & D.E. Eichholz (10 vols.; London, 1938-62); Vegetius. Epitome of Military Science, trans. N.P. Milner (Liverpool, 1993). Vitruvius: On Architecture, ed. & trans. F. Granger (2 vols.; London, 1931-34).
 
[38]Halsall, Barbarian Migrations, p.109.
 
[39]Halsall, Barbarian Migrations, pp.101-10.
 
[40]Kulikowski, ‘The failure of Roman arms’.
 
[41]Halsall, Barbarian Migrations 202-6, 266-7, 281, 408-9.
 
[42]Halsall, Barbarian Migrations, pp.475-6, 485-7, with references.
 
[43]Harries, Sidonius Apollinaris, pp.243-51. R.W. Mathisen, Roman Aristocrats in Barbarian Gaul. Strategies for Survival in an Age of Transition(Austin Tx, 1993).
 
[44]K. Cooper & C. Leyser, ‘The gender of grace’, in Gendering the Middle Ages ed. P. Stafford & A.B. Mulder-Bakker A.B., (Oxford, 2001), pp.6-21
 
[45]On the continuity of Roman titles, see A.H.M. Jones, The Later Roman Empire 284-602 (Oxford, 1964), pp.238-65; P.S. Barnwell, Emperor, Prefects and Kings. The Roman West, 395-565 (London, 1982).On the ‘Romanness’ of ‘barbarian’ rulers, see Halsall, Barbarian Migrations, pp.488-94.
 
[46]E.g. PLS 41.5, 41.8.
 
[47]Gregory, Histories, 2.38 for the acclamation of Clovis as augustus, which historians have generally rejected but on no clear grounds.  M. McCormick wisely leaves the issue open: ‘Clovis at Tours, Byzantine public ritual and the origins of medieval ruler symbolism’ in Das Reich und die Barbaren, ed. E. Chrysos & A. Schwarcz  (Vienna, 1989), pp.155-180.  On Theodosius’ description as augustus, see M. McCormick, Eternal Victory. Triumphal rulership in late antiquity, Byzantium and the early medieval West (Cambridge 1986), pp.278-80.
 
[48]Such as the battle of Vouillé (507).
 
[49]B. Croke, ‘476: The manufacture of a turning point.’ Chiron 13 (1983):81-119 (repr. in B. Croke, Christian Chronicles and Byzantine History, 5th-6th Century (London, 1992), no. V).  The historiographical tradition is most recently represented in the writings of Peter Heather, notably the somewhat ironically-subtitled The Fall of Rome: A New History (London, 2005).
 
[50]Y. Hen, ‘The uses of the Bible and the perception of kingship in Merovingian Gaul.’ Early Medieval Europe 7.3 (1998):277-90.
 
[51]Halsall, Settlement and Social Organization, pp.14-17, 29.  N. Gauthier, L’Évangélisation des Pays de la Moselle. La Province Romaine de Premiere Belgique entre Antiquité et Moyen-Âge (IIIe-VIIIe siècles) (Paris, 1980).
 
[52]James, ‘Gregory of Tours and the Franks’, p.66.
 
[53]A classic study is R. Van Dam, Leadership and Community in Late Antique Gaul (Berkeley, 1985).
 
[54]Heather, ‘State, lordship and community in the west’.
 
[55]Gregory, Histories, 7.2.
 
[56]Gregory, Histories, 1.30-31.  Gregory’s oppositional attitude doubtless relates to the fact that Bourges was the metropolitan see of Aquitanica Prima, the province in which Gregory’s home town of Clermont was located.
 
[57] Gregory, Glory of the Confessors 29. Monumenta Germaniae Historica. Scriptores Rerum Merovingicarum 1, Part 2 ed. B. Krusch &W. Levison (Hannover, 1969), pp. 744–820; R. Van Dam (trans.), Gregory of Tours: Glory of the Confessors (Liverpool, 1988).
 
[58]Gregory, Glory of the Confessors 79.
 
[59] Gregory, Glory of the Confessors 80.
 
[60]Gregory, Histories 10.25.
 
[61]Lewis, ‘Gallic identity and the Gallic civitasfrom Caesar to Gregory of Tours’.  See also M. Handley, ‘Inscribing time and identity in the kingdom of Burgundy’, in Ethnicity and Culture in Late Antiquity, ed. Mitchell & Greatrex, pp.83-102; Halsall, Barbarian Migrations, pp.480-2.
 
[62]Cp. Gregory, Histories, 1.18 claims that Julius Caesar was the first emperor and mentions the foundation of Lyon but there is no overt statement about the conquest of Gaul.
 
[63]Gregory, Histories, 1.praef. G. de Nie, Views from a Many-Windowed Tower. Studies of Imagination in the Work of Gregory of Tours (Amsterdam, 1987), pp.57-59.
 
[64]Gregory, Histories V.praef.‘The preface to Book V of Gregory of Tours’ Histories: Its form, context and significance.’ English Historical Review 122 (April, 2007), pp.297-317.
 
[65]Halsall, Settlement and Social Organization, pp.26-31, 258; G. Halsall Warfare and Society in the Barbarian West 450-900 (London, 2003), pp.46-47.
 
[66]Gregory, Histories X.27
 
[67]Halsall, Warfare and Society in the Barbarian West, c.450-900 (London, 2003), p.48.
 
[68]Halsall, Settlement and Social Organisation, p.59
 
[69]Halsall, Cemeteries and Society in Merovingian Gaul. Selected Studies in History and Archaeology, 1992-2009(Leiden, 2010), pp.225-229, 258.  See also Jamie Kreimer’s paper in this volume.
 
[70]Histories 5.17, 5.44, 6.2, 6.46
 
[71]On Isidore of Seville, see J. Wood, The Politics of Identity in Visigothic Spain. Religion and Power in the Histories of Isidore of Seville (Leiden, 2012).
 
[72]This is the title of a project I am currently working on, for which I received generous support in the form of a Leverhulme Major Research Fellowship in 2009-12.